Job description
Job Number:
3214380
DESCRIPTION
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, wealth management and investment management services. With offices in more than 41 countries, the Firm’s employees serve clients worldwide including corporations, governments, institutions and individuals.
Research Risk
We are seeking an analyst-level or associate-level candidate based in Singapore or Hong Kong to work in our Research Risk team. This team helps Morgan Stanley Research deliver on its mission by increasing efficiencies, strengthening governance structures, and enhancing operational, conduct and reputational risk frameworks in a globally consistent manner.
Principal Responsibilities:
Support the execution of day-to-day risk functions including:
- Employee trade pre-clearance and statement review
- Outside business interests review
- Public appearance review
- E-communications surveillance
- Conflict disclosure surveillance
Work with global colleagues to manage the successful resolution of risk issues and escalations, including identifying the root causes of the issue, ensuring accountability and establishing the right contacts and escalation points
Produce risk metrics and trend analysis for management
Maintain and develop operational procedure documentation; track and report results and work to standardize processes
Collaborate with Research Legal and Compliance regarding policies, processes and requirements
Implement project and product roadmaps for key Research Risk tools and processes
QUALIFICATIONS
Undergraduate degree in Finance, Economics, Business, Law, or related field or work experience in the financial services industry
Highly detailed and process-oriented
Demonstrated ability to initiate and complete quality reviews and maintain detailed checklists of activities
Superior communication and interpersonal skills necessary to work collaboratively with colleagues across teams and geographies
Project management capabilities
Self-starter, highly motivated
Ability to work well under pressure and manage multiple priorities
Adaptable to changes in a fast-paced environment
Analytical abilities, including Microsoft Excel skills (preferred)
Some familiarity with securities markets, investment research, and industry rules or regulations
Familiarity with programming languages such as Python would be an advantage
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